Filing Details
- Accession Number:
- 0000090185-14-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 17:47:17
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 17:47:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90185 | Sigma Aldrich Corp | SIAL | Wholesale-Chemicals & Allied Products (5160) | 431050617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461953 | F Michael Kanan | C/O Sigma-Aldrich Corporation 3050 Spruce Street St. Louis MO 63103 | Vp & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-10 | 1,466 | $0.00 | 4,554 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-02-10 | 531 | $93.07 | 4,023 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-11 | 517 | $92.99 | 3,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO Stock Option Right To Buy | Acquisiton | 2014-02-10 | 1,074 | $0.00 | 1,074 | $93.07 |
| Common Stock | NQ Stock Option Right to Buy | Acquisiton | 2014-02-10 | 4,336 | $0.00 | 4,336 | $93.07 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2014-02-10 | 835 | $0.00 | 835 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,074 | 2015-02-10 | 2024-02-10 | No | 4 | A | Direct |
| 4,336 | 2015-02-10 | 2024-02-10 | No | 4 | A | Direct |
| 835 | 2017-02-10 | 2017-02-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,421 | Indirect | By 401(k) Plan |
Footnotes
- The number of shares is based on a 401(k) plan statement dated as of 2/11/2014.
- The shares represent the payout of the 2011-2013 Performance Share award.
- The number of shares was previously understated by 1.491 due to an administrative oversight.
- The options vest in three equal annual installments: one-third on 2/10/2015; one-third on 2/10/2016; and one-third on 2/10/2017.
- Each restricted stock unit represents a contingent right to receive one share of SIAL common stock.
Billionaire Hedge Funds
