Filing Details
- Accession Number:
- 0000090185-14-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 17:46:41
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 17:46:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90185 | Sigma Aldrich Corp | SIAL | Wholesale-Chemicals & Allied Products (5160) | 431050617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210650 | Gilles Cottier | C/O Sigma-Aldrich Corporation 3050 Spruce St St Louis MO 63103 | Evp & Pres. Safc Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-10 | 4,096 | $0.00 | 30,205 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-02-10 | 1,398 | $93.07 | 28,807 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-11 | 11,000 | $94.00 | 17,807 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-11 | 17,600 | $41.62 | 35,407 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-11 | 17,600 | $94.00 | 17,807 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-11 | 2,664 | $37.56 | 20,471 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-11 | 2,057 | $48.61 | 22,528 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2014-02-11 | 17,600 | $0.00 | 17,600 | $41.62 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2014-02-11 | 2,664 | $0.00 | 2,664 | $37.56 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2014-02-11 | 2,057 | $0.00 | 2,057 | $48.61 |
| Common Stock | NQ Stock Option Right to Buy | Acquisiton | 2014-02-10 | 14,701 | $0.00 | 14,701 | $93.07 |
| Common Stock | ISO Stock Option Right To Buy | Acquisiton | 2014-02-10 | 1,074 | $0.00 | 1,074 | $93.07 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2014-02-10 | 2,430 | $0.00 | 2,430 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-16 | 2017-02-16 | No | 4 | M | Direct |
| 0 | 2010-02-17 | 2019-02-17 | No | 4 | M | Direct |
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
| 14,701 | 2015-02-10 | 2024-02-10 | No | 4 | A | Direct |
| 1,074 | 2015-02-10 | 2024-02-10 | No | 4 | A | Direct |
| 2,430 | 2017-02-10 | 2017-02-10 | No | 4 | A | Direct |
Footnotes
- The shares represent the payout of the 2011-2013 Performance Share award.
- The options vested in three equal installments on February 16, 2008, 2009, and 2010.
- The options vested in three equal installments on February 17, 2010, 2011, and 2012.
- The options vested in three equal installments on February 16, 2011, 2012, and 2013.
- The options vest in three equal annual installments: one-third on 2/10/2015; one-third on 2/10/2016; and one-third on 2/10/2017.
- Each restricted stock unit represents a contingent right to receive one share of SIAL common stock.
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