Home > Insider Trading > Filing (0000091142-14-000034)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1399737	F James Stern	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Exec Vp, General Counsel & Sec	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-10	16,500	$46.47	83,901	No	4	A	Direct
Common Stock	Disposition	2014-02-11	7,033	$46.79	76,868	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Acquisiton	2014-02-10	9,950	$0.00	9,950	$46.47
Common Stock	Restricted Stock Units	Acquisiton	2014-02-10	3,550	$0.00	3,550	$46.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
85,450		2024-02-10	No	4	A	Direct
14,350			No	4	A	Direct

Footnotes

Vesting to reporting person of restricted stock units settled in shares of common stock under the A. O. Smith Combined Incentive Compensation Plan upon attainment of performance criteria.
The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The restricted stock units were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2017.