Filing Details
- Accession Number:
- 0001388038-14-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 16:58:18
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 16:58:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1011570 | Knoll Inc | KNL | Miscellaneous Furniture & Fixtures (2590) | 133873847 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210475 | Sidney Lapidus | C/O Warburg Pincus &Amp; Co. 450 Lexington Avenue New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-10 | 3,950 | $0.00 | 150,418 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-02-11 | 7,000 | $15.25 | 8,303 | No | 4 | S | Indirect | The Sidney Lapidus 2002 Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | The Sidney Lapidus 2002 Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,303 | Indirect | The Sidney Lapidus 2002 Family Trust |
Common Stock | 150,418 | Direct |
Footnotes
- These shares were granted pursuant to the Knoll, Inc. Non-Employee Director Compensation Plan. These shares vest in three equal annual installments beginning one year from the date of grant.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.26, inclusive. The reporting person undertakes to provide to Knoll, Inc. any security holder of Knoll, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The amount of reporting person's beneficially owned securities includes 100,000 shares indirectly held in a grantor retained annuity trust, of which reporting person serves as trustee.
- These shares are owned by The Sidney Lapidus 2002 Family Trust, of which Mr. Lapidus' wife is the sole trustee and Mr. Lapidus' children and grandchildren are the beneficiaries. Mr. Lapidus disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.