Filing Details
- Accession Number:
- 0001354488-14-000672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 16:03:57
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 16:03:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-10 | 58,000 | $2.10 | 789,734 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,334 | Indirect | By minor children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 1,906 | 1,906 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 953 | 953 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-16 | 1,906 | 1,906 | Direct |
| 2017-03-22 | 953 | 953 | Direct |
| 2022-06-18 | 44,467 | 44,467 | Direct |
| 2022-06-18 | 188,867 | 188,867 | Direct |
Footnotes
- All sales were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 20, 2013 to satisfy Reporting Person's tax liability in connection with the February 9, 2014 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- Reporting Persons' holding includes 83,334 shares and 232,000 shares remaining respectively issued pursuant to restricted stock grants and 474,400 balance of Founders stock. 58,000 shares were sold at an average price of $2.0978 each.
- Represents 16,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
Billionaire Hedge Funds
