Filing Details

Accession Number:
0001354488-14-000670
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 16:02:56
Reporting Period:
2014-02-10
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 16:02:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293970 L Michael Peterson 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Exec Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-10 65,000 $2.09 602,598 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,209 Indirect By The Peterson Family Trust
Common Stock 26,668 Indirect By minor children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 63,800 63,800 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.24 2012-03-01 2021-10-07 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 269,534 269,534 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $67.20 2008-09-20 2018-05-28 447 447 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $30.24 2011-02-02 2021-02-02 2,977 2,977 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-18 63,800 63,800 Direct
2021-10-07 100,000 100,000 Direct
2022-06-18 269,534 269,534 Direct
2018-05-28 447 447 Direct
2021-02-02 2,977 2,977 Direct
Footnotes
  1. All sales were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 20, 2013 to satisfy Reporting Person's tax liability in connection with the February 9, 2014 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
  2. Reporting Person's holding includes 250,000 shares and 260,000 shares issued pursuant to restricted stock agreements, 85,000 balance of vested stock, 7,449 shares issued pursuant to debt conversion and 149 issued pursuant to 2008 Blast stock grant (50,000 reverse split 112:1, then reverse split 3:1=149 shares).
  3. Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.
  4. Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.