Filing Details
- Accession Number:
- 0001354488-14-000670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 16:02:56
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 16:02:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Exec Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-10 | 65,000 | $2.09 | 602,598 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,209 | Indirect | By The Peterson Family Trust |
Common Stock | 26,668 | Indirect | By minor children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 63,800 | 63,800 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.24 | 2012-03-01 | 2021-10-07 | 100,000 | 100,000 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 269,534 | 269,534 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $67.20 | 2008-09-20 | 2018-05-28 | 447 | 447 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $30.24 | 2011-02-02 | 2021-02-02 | 2,977 | 2,977 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-18 | 63,800 | 63,800 | Direct |
2021-10-07 | 100,000 | 100,000 | Direct |
2022-06-18 | 269,534 | 269,534 | Direct |
2018-05-28 | 447 | 447 | Direct |
2021-02-02 | 2,977 | 2,977 | Direct |
Footnotes
- All sales were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 20, 2013 to satisfy Reporting Person's tax liability in connection with the February 9, 2014 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- Reporting Person's holding includes 250,000 shares and 260,000 shares issued pursuant to restricted stock agreements, 85,000 balance of vested stock, 7,449 shares issued pursuant to debt conversion and 149 issued pursuant to 2008 Blast stock grant (50,000 reverse split 112:1, then reverse split 3:1=149 shares).
- Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.
- Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.