Filing Details
- Accession Number:
- 0001354488-14-000668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 16:01:56
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 16:01:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-10 | 65,000 | $2.09 | 1,444,691 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-02-11 | 25,000 | $2.14 | 1,419,691 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 38,096 | 38,096 | Indirect |
| Common Stock | Common Stock Warrant (Right to Buy) | $2.25 | 2012-01-03 | 2014-10-31 | 334 | 334 | Indirect |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-16 | 38,096 | 38,096 | Indirect |
| 2014-10-31 | 334 | 334 | Indirect |
| 2017-03-22 | 19,048 | 19,048 | Indirect |
| 2022-06-18 | 348,267 | 348,267 | Direct |
| 2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- All sales are sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 20, 2013 to satisfy Reporting Person's tax liability in connection with the February 9, 2014 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- Reporting Person's holding includes 166,667 shares and 360,000 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 and 1,890 transferred from Global Venture Investments, LLC and 57,677 shares remaining from Founder's stock grant.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
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