Filing Details
- Accession Number:
- 0001140361-14-006223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 13:48:21
- Reporting Period:
- 2014-01-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 13:48:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492832 | Equal Energy Ltd. | EQU | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566111 | Charles Donald Klapko | C/O Equal Energy Ltd. 4801 Gaillardia Parkway, Suite 325 Oklahoma City OK 73142 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-10 | 4,304 | $5.70 | 693,746 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-01-10 | 43,835 | $5.70 | 649,911 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-02-06 | 893 | $5.88 | 650,804 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Eqivalent Rights | Disposition | 2014-01-10 | 4,304 | $0.00 | 4,304 | $5.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,086 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | Held by spouse - Maureen Klapko |
| Common Stock | 7,500 | Indirect | RRSP - Maureen Klapko |
| Common Stock | 7,500 | Indirect | RRSP - Donald Klapko |
Footnotes
- Transaction with the issuer for tax withholding purposes pursuant to the terms of a restricted stock grant.
- Expressed in Canadian dollars.
- Shares purchased using cash from dividends pursuant to the Equal Energy Ltd. Savings Plan dated August 13, 2009.
- Dividend equivalent rights are accrued on unvested shares of restricted stock pursuant to the Equal Energy Ltd. Restricted Shares and Performance Share Incentive Plan (2010).
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