Filing Details
- Accession Number:
- 0001225208-14-004238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 12:52:58
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 12:52:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855874 | Community Financial Corp | TCFC.OB | State Commercial Banks (6022) | 521652138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166812 | L Michael Middleton | 3035 Leonardtown Road Waldorf MD 20601 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-11 | 20,000 | $20.50 | 130,096 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,593 | Indirect | By ESOP |
Common Stock | 5,025 | Indirect | By IRA |
Common Stock | 69,351 | Indirect | By Spouse |
Common Stock | 4,877 | Indirect | By Spouse's IRA |
Common Stock | 1,684 | Indirect | Restricted Stock VIII |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit III | $0.00 | 2,105 | 2,105 | Direct | ||
Common Stock | Restricted Stock Unit IV | $0.00 | 2,105 | 2,105 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $27.70 | 2007-07-17 | 2017-07-17 | 5,830 | 5,830 | Direct |
Common Stock | Stock Option (Right to Buy) | $22.29 | 2005-12-19 | 2015-12-19 | 6,036 | 6,036 | Direct |
Common Stock | Stock Option (Right to Buy) | $15.89 | 2004-12-27 | 2014-12-27 | 20,164 | 20,164 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,105 | 2,105 | Direct | |
2,105 | 2,105 | Direct | |
2017-07-17 | 5,830 | 5,830 | Direct |
2015-12-19 | 6,036 | 6,036 | Direct |
2014-12-27 | 20,164 | 20,164 | Direct |
Footnotes
- Since the reporting person's last report, 421 shares of restricted stock have vested and are now held directly.
- Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
- Each Restricted Stock Unit is the economic equivalent of one share of Tri-County Financial Corporation common stock at at price of $14.25 per share.
- The Restricted Stock Units will fully vest on the earlier of the second anniversary of the date of the grant, the reporting person's death or disability, or a change in control of Tri-County Financial Corporation. At such time, the reporting person will receive an amount of cash equal to the value of the shares granted.
- Each Restricted Stock Unit is the economic equivalent of one share of Tri-County Financial Corporation common stock at at price of $16.60 per share.