Filing Details

Accession Number:
0001179110-14-002551
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-11 21:49:56
Reporting Period:
2014-02-10
Filing Date:
2014-02-11
Accepted Time:
2014-02-11 21:49:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1457612 Genocea Biosciences Inc. GNCA Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595117 Simeon George C/O S.r. One Limited
161 Washington Street, Suite 500
Conshohocken PA 19428
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-10 143,773 $12.00 143,773 No 4 P Indirect See footnote
Common Stock Acquisiton 2014-02-10 775,694 $0.00 919,467 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-02-10 344,473 $0.00 1,263,940 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-02-10 407,727 $0.00 1,671,667 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-02-10 9,230,769 $0.00 775,694 $0.00
Common Stock Series B Preferred Stock Disposition 2014-02-10 4,099,231 $0.00 344,473 $0.00
Common Stock Series C Preferred Stock Disposition 2014-02-10 4,851,958 $0.00 407,727 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Shares issued upon the closing of the Issuer's initial public offering at the initial public offering price of $12.00 per share.
  2. Shares are held by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline PLC. Simeon J. George is a Vice President at S.R. One, Limited and an employee of GlaxoSmithKline LLC, a wholly-owned subsidiary of GlaxoSmithKline plc.
  3. The shares of Series A Preferred Stock converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.
  4. The shares of Series B Preferred Stock, including all accrued cumulative and unpaid dividends thereon, converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.
  5. The shares of Series C Preferred Stock converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.