Filing Details
- Accession Number:
- 0001179110-14-002551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-11 21:49:56
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-11
- Accepted Time:
- 2014-02-11 21:49:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1457612 | Genocea Biosciences Inc. | GNCA | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595117 | Simeon George | C/O S.r. One Limited 161 Washington Street, Suite 500 Conshohocken PA 19428 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-10 | 143,773 | $12.00 | 143,773 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-02-10 | 775,694 | $0.00 | 919,467 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-02-10 | 344,473 | $0.00 | 1,263,940 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-02-10 | 407,727 | $0.00 | 1,671,667 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-02-10 | 9,230,769 | $0.00 | 775,694 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-02-10 | 4,099,231 | $0.00 | 344,473 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-02-10 | 4,851,958 | $0.00 | 407,727 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Shares issued upon the closing of the Issuer's initial public offering at the initial public offering price of $12.00 per share.
- Shares are held by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline PLC. Simeon J. George is a Vice President at S.R. One, Limited and an employee of GlaxoSmithKline LLC, a wholly-owned subsidiary of GlaxoSmithKline plc.
- The shares of Series A Preferred Stock converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.
- The shares of Series B Preferred Stock, including all accrued cumulative and unpaid dividends thereon, converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.
- The shares of Series C Preferred Stock converted automatically into Common Stock, on a 1-for-11.9 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.