Home > Insider Trading > Filing (0001126234-14-000065)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126234	Newlink Genetics Corp	(NLNK)	Pharmaceutical Preparations (2834)	421491350

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512132	Iii Ernest Talarico	C/O Newlink Genetics Corporation 2503 South Loop Dr., Suite 5100 Ames IA 50010		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-02-07	2,564	$1.95	28,944	No	4	M	Direct
Common Stock	Acquisiton	2014-02-07	3,205	$1.95	32,149	No	4	M	Direct
Common Stock	Acquisiton	2014-02-07	14,285	$2.10	46,434	No	4	M	Direct
Common Stock	Acquisiton	2014-02-07	4,946	$2.10	51,380	No	4	M	Direct
Common Stock	Disposition	2014-02-07	25,000	$37.06	26,380	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-02-07	2,564	$0.00	2,564	$1.95
Common Stock	Stock Option (Right to Buy)	Disposition	2014-02-07	3,205	$0.00	3,205	$1.95
Common Stock	Stock Option (Right to Buy)	Disposition	2014-02-07	14,285	$0.00	14,285	$2.10
Common Stock	Stock Option (Right to Buy)	Disposition	2014-02-07	4,946	$0.00	4,946	$2.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-01-04	2019-12-03	No	4	M	Direct
0	2010-01-04	2019-12-03	No	4	M	Direct
0	2008-02-01	2017-12-13	No	4	M	Direct
23,625	2004-01-30	2018-07-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,737	Indirect	-
Common Stock	977	Indirect	-

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $37.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote to this Form 4.
These shares are held by the spouse of the Reporting Person in a Roth IRA account.
These shares are held by the Reporting Person in a Roth IRA account.
Grant to the Reporting Person of a stock option under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The option is fully vested.
Grant to the Reporting Person of a stock option under the Plan. The option vests in equal monthly installments over a 24 month period, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant.