Filing Details
- Accession Number:
- 0001015780-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-11 17:04:24
- Reporting Period:
- 2014-02-09
- Filing Date:
- 2014-02-11
- Accepted Time:
- 2014-02-11 17:04:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580536 | A Karl Roessner | 1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-09 | 9,536 | $20.17 | 247,155 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-10 | 488 | $20.48 | 246,667 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-10 | 3,491 | $20.59 | 243,176 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-11 | 179 | $20.89 | 242,997 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 9, 2012.
- Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 10, 2011.
- Sale of common stock pursuant to a Rule 10b5-1 plan entered into on October 28, 2013, primarily for the payment of additional tax liability associated with the vesting of restricted stock on February 9, 2014.
- Sale of common stock pursuant to a Rule 10b5-1 plan entered into on October 28, 2013, primarily for the payment of additional tax liability associated with the vesting of restricted stock on February 10, 2014.