Filing Details
- Accession Number:
- 0000091142-14-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-11 12:28:06
- Reporting Period:
- 2014-02-07
- Filing Date:
- 2014-02-11
- Accepted Time:
- 2014-02-11 12:28:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507959 | J Robert Heideman | A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224 | Senior Vp Corporate Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-07 | 3,000 | $46.35 | 8,318 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-10 | 1,288 | $46.67 | 7,030 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-02-07 | 3,000 | $0.00 | 3,000 | $46.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,726 | No | 4 | M | Direct |
Footnotes
- 3,000 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 3,000 Restricted Stock Units vested on 02/07/2014. As of result of vesting, the Company is obligated to deliver 3,000 shares of Common Stock to the reporting person.
- The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).