Filing Details
- Accession Number:
- 0001181431-14-006127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-11 10:31:09
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-11
- Accepted Time:
- 2014-02-11 10:31:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521166 | C Gregory Davis | 9220 Kirby Drive Suite 500 Houston TX 77054 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-10 | 10,000 | $3.45 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-10 | 5,000 | $5.15 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-10 | 2,500 | $5.20 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-10 | 2,500 | $5.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Acquisiton | 2014-02-10 | 10,000 | $3.45 | 10,000 | $3.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,400 | 2010-03-05 | 2014-03-05 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on March 5, 2007. All shares were issued under the Sharps Compliance Corp. 1993 Stock Plan, are currently exercisable and would have expired 7 years from the date of grant (March 5, 2014). Shares were exercised and sold due to upcoming expiration.
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