Filing Details
- Accession Number:
- 0001225208-14-003923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 19:47:13
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 19:47:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205048 | E Keith Wandell | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-06 | 50,000 | $22.63 | 185,302 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-06 | 5,104 | $64.52 | 180,198 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-06 | 50,000 | $64.31 | 130,198 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-07 | 6,190 | $64.98 | 124,008 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-02-06 | 50,000 | $22.63 | 50,000 | $22.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
145,308 | 2011-02-10 | 2020-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 34,908 | Direct | |
Common Stock | 1,037 | Indirect | By 401(k) |
Common Stock | 500 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 30,483 | 30,483 | Direct | ||
Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 112,538 | 112,538 | Direct |
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 97,545 | 97,545 | Direct |
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 110,032 | 110,032 | Direct |
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 119,545 | 119,545 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,483 | 30,483 | Direct | |
2023-02-04 | 112,538 | 112,538 | Direct |
2024-02-04 | 97,545 | 97,545 | Direct |
2022-02-06 | 110,032 | 110,032 | Direct |
2021-02-09 | 119,545 | 119,545 | Direct |
Footnotes
- On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
- The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- All options are currently exercisable.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.