Filing Details

Accession Number:
0001225208-14-003923
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 19:47:13
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 19:47:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205048 E Keith Wandell Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-06 50,000 $22.63 185,302 No 4 M Direct
Common Stock Disposition 2014-02-06 5,104 $64.52 180,198 No 4 F Direct
Common Stock Disposition 2014-02-06 50,000 $64.31 130,198 No 4 S Direct
Common Stock Disposition 2014-02-07 6,190 $64.98 124,008 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-02-06 50,000 $22.63 50,000 $22.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
145,308 2011-02-10 2020-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 34,908 Direct
Common Stock 1,037 Indirect By 401(k)
Common Stock 500 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 30,483 30,483 Direct
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 112,538 112,538 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2024-02-04 97,545 97,545 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 110,032 110,032 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 119,545 119,545 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
30,483 30,483 Direct
2023-02-04 112,538 112,538 Direct
2024-02-04 97,545 97,545 Direct
2022-02-06 110,032 110,032 Direct
2021-02-09 119,545 119,545 Direct
Footnotes
  1. On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
  2. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
  3. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  4. All options are currently exercisable.
  5. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  6. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.