Filing Details

Accession Number:
0001225208-14-003907
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 19:37:38
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 19:37:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311749 M Joanne Bischmann Harley-Davidson Motor Company
3700 West Juneau Avenue
Milwaukee WI 53208
Vice President, Communications No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-04 350 $0.00 1,565 No 5 G Direct
Common Stock Acquisiton 2014-02-06 1,696 $51.78 4,351 No 4 M Direct
Common Stock Disposition 2014-02-06 213 $64.52 4,138 No 4 F Direct
Common Stock Disposition 2014-02-06 2,011 $64.17 2,127 No 4 S Direct
Common Stock Disposition 2014-02-07 194 $64.98 1,933 No 4 F Direct
Common Stock Disposition 2014-02-07 312 $64.99 1,621 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-02-06 1,696 $51.78 1,696 $51.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,392 2014-02-04 2023-02-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 1,585 Direct
Common Stock 6,675 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 1,433 1,433 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2024-02-04 4,586 4,586 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 5,037 5,037 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 3,614 3,614 Direct
Common Stock Stock Option (right to buy) $22.63 2011-02-10 2020-02-10 5,938 5,938 Direct
Common Stock Stock Option (right to buy) $12.30 2010-02-12 2019-02-12 13,476 13,476 Direct
Common Stock Stock Option (right to buy) $51.46 2007-02-14 2016-02-14 6,325 6,325 Direct
Common Stock Stock Option (right to buy) $68.91 2008-02-14 2017-02-14 6,513 6,513 Direct
Common Stock Stock Option (right to buy) $61.20 2006-02-15 2015-02-15 11,152 11,152 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,433 1,433 Direct
2024-02-04 4,586 4,586 Direct
2022-02-06 5,037 5,037 Direct
2021-02-09 3,614 3,614 Direct
2020-02-10 5,938 5,938 Direct
2019-02-12 13,476 13,476 Direct
2016-02-14 6,325 6,325 Direct
2017-02-14 6,513 6,513 Direct
2015-02-15 11,152 11,152 Direct
Footnotes
  1. On 2/4/2014, Ms. Bischmann gifted 350 shares of Harley-Davidson, Inc. common stock.
  2. On 2/6/2014, 525 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 565 shares of restricted stock vested and 194 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 683 shares are now reflected as common stock.
  3. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 525 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 565 shares of restricted stock vested and 194 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 683 shares are now reflected as common stock.
  4. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  5. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
  6. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  7. All options are currently exercisable.
  8. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.