Filing Details
- Accession Number:
- 0000899866-14-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 18:47:40
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 18:47:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231954 | P Stephen Squinto | C/O Alexion Pharmaceuticals Inc 352 Knotter Drive Cheshire CT 06410 | Evp, Chief Global Ops. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-06 | 3,800 | $93.83 | 98,618 | No | 4 | M | Direct | |
Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-06 | 3,800 | $155.11 | 94,818 | No | 4 | S | Direct | |
Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-06 | 9,745 | $0.00 | 104,563 | No | 4 | A | Direct | |
Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-07 | 1,600 | $155.55 | 102,963 | No | 4 | S | Direct | |
Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-07 | 20 | $157.51 | 102,943 | No | 4 | S | Direct | |
Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-10 | 1,635 | $167.31 | 101,308 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2014-02-06 | 3,800 | $0.00 | 3,800 | $93.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-06 | 2023-02-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $155.11 - $156.11. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- On February 6, 2013, the reporting person was granted a performance award representing the right to receive 13,320 shares of common stock upon achievement of certain performance targets and on February 6, 2014 the Compensation Committee certified achievement of the performance targets. 1/3 of such shares vested on February 6, 2014 and 1/3 vest on each subsequent anniversary.
- This sale was made to cover withholding taxes immediately following the vesting of previously granted Performance Stock Units.