Home > Insider Trading > Filing (0001015780-14-000012)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580536	A Karl Roessner	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Evp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-02-06	7,162	$19.52	214,671	No	4	F	Direct
Common Stock	Disposition	2014-02-07	2,611	$19.97	212,060	No	4	S	Direct
Common Stock	Acquisiton	2014-02-07	44,631	$0.00	256,691	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	S	Direct
No	4	A	Direct

Footnotes

Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 6, 2013.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on October 28, 2013, primarily for the payment of additional tax liability associated with the vesting of restricted stock on February 6, 2014.
Restricted Stock Unit award will vest over three years, with one-third vesting on February 7, 2015; one-third vesting on February 7, 2016; and the remaining one-third vesting on February 7, 2017.