Filing Details

Accession Number:
0001181431-14-006020
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 17:21:50
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 17:21:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582625 Michael Kirk One Technology Drive
Milpitas CA 95035
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-06 6,250 $0.00 6,912 No 4 A Direct
Common Stock Disposition 2014-02-06 2,397 $61.83 4,515 No 4 F Direct
Common Stock Disposition 2014-02-07 3,853 $62.01 662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 92,275 Direct
Footnotes
  1. On February 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 25,000 shares of KLA-Tencor common stock. On February 6, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs.
  2. Includes 171 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2013.
  3. Pursuant to the terms of the February 6, 2013 RSU grant, 2,397 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date.
  4. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013.
  5. Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  6. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.