Home > Insider Trading > Filing (0001127602-14-005404)

Filing Details

Accession Number:: 0001127602-14-005404
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-10 17:15:02
Reporting Period:: 2014-02-06

Filing Date:: 2014-02-10
Accepted Time:: 2014-02-10 17:15:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906107	Equity Residential	EQR	Real Estate Investment Trusts (6798)	363877868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1414146	J. Mark Parrell	Two North Riverside Plaza, Suite 400 Chicago IL 60606	Executive Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	Acquisiton	2014-02-06	16,000	$23.07	19,812	No	4	M	Direct
Common Shares Of Beneficial Interest	Disposition	2014-02-06	16,000	$56.05	3,812	No	4	S	Direct
Common Shares Of Beneficial Interest	Disposition	2014-02-06	10,624	$56.48	14,436	No	4	S	Indirect	SERP Account
Common Shares Of Beneficial Interest	Disposition	2014-02-07	3,812	$56.95	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	SERP Account
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares Of Beneficial Interest	Non-qualified Stock Option (Right to Buy)	Disposition	2014-02-06	16,000	$0.00	16,000	$23.07
Common Shares Of Beneficial Interest	Non-qualified Stock Option (Right to Buy)	Acquisiton	2014-02-06	26,727	$0.00	26,727	$56.48
Operating Partnership Units	LTIP Units	Acquisiton	2014-02-06	12,947	$0.00	12,947	$0.00
Operating Partnership Units	LTIP Units	Acquisiton	2014-02-06	8,852	$0.00	8,852	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,805	2019-02-06	No	4	M	Direct
26,727	2024-02-06	No	4	A	Direct
12,947	2024-02-06	No	4	A	Direct
8,852	2024-02-06	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	764	Indirect	401(k) Plan

Footnotes

The price represents the weighted average price of the shares sold. The shares were sold within a range of $56.00 to $56.07. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $56.88 to $57.02. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2014.
Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.
Represents share options scheduled to vest in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
On February 6, 2014, the reporting person received a grant of restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. LTIP Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the LTIP Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant, OP Units are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The LTIPs reflected in this report also include any OP Units into which such LTIP Units automatically convert.
The LTIP Units are scheduled to vest on February 6, 2017.