Filing Details
- Accession Number:
- 0001179110-14-002418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 16:49:03
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 16:49:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224773 | E David Moran | 33 Coffee Lane Waterbury VT 05676 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Gmcr Common Stock | Acquisiton | 2014-02-06 | 500 | $4.24 | 6,614 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2014-02-06 | 19,500 | $2.74 | 26,114 | No | 4 | M | Direct | |
Gmcr Common Stock | Disposition | 2014-02-06 | 500 | $108.94 | 25,614 | No | 4 | S | Direct | |
Gmcr Common Stock | Disposition | 2014-02-06 | 19,500 | $108.94 | 6,114 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Gmcr Common Stock | NQ Stock Option | Disposition | 2014-02-06 | 500 | $0.00 | 500 | $4.24 |
Gmcr Common Stock | NQ Stock Option | Disposition | 2014-02-06 | 19,500 | $0.00 | 19,500 | $2.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-15 | No | 4 | M | Direct | |
21,000 | 2016-04-13 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2013.
- The options vested in four equal annual installments, with the first installment vesting on March 15, 2008, the first anniversary of the grant date.
- The options vested in four equal annual installments, with the first installment vesting on April 13, 2007, the first anniversary of the grant date.
- 1 for 1.
- This transaction was executed in multiple trades at prices ranging from $108.1000 to $109.9600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.