Filing Details
- Accession Number:
- 0001225208-14-003824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 16:29:05
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 16:29:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1328443 | Gary Winterhalter | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-06 | 1,100 | $9.57 | 71,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-06 | 500 | $31.77 | 71,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-06 | 600 | $31.82 | 70,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-06 | 1,100 | $9.57 | 1,100 | $9.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 598,900 | 2007-12-03 | 2016-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,669 | Indirect | by 401(k) Profit Sharing |
| Common Stock | 123,630 | Indirect | by trust A |
| Common Stock | 125,966 | Indirect | by trust B |
| Common Stock | 125,965 | Indirect | by trust C |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on December 13, 2013.
Billionaire Hedge Funds
