Filing Details
- Accession Number:
- 0001140361-14-005569
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 15:58:23
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 15:58:23
- Original Submission Date:
- 2014-02-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574596 | New Home Co Inc. | NWHM | Operative Builders (1531) | 270560089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598135 | J Andrew Jarvis | C/O The New Home Company Inc. 95 Enterprise, Suite 325 Aliso Viejo CA 92656 | President, Tnhc Land Co. Llc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-05 | 1,000 | $11.00 | 8,280 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-05 | 7,280 | $0.00 | 8,280 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2014-02-05 | 4,550 | $0.00 | 4,550 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,550 | 2024-02-05 | No | 4 | A | Direct |
Footnotes
- Mr. Jarvis was granted 7,280 restricted stock units. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively. The restricted stock units are to be settled for an equal number of shares of common stock upon vesting.
- The shares subject to the stock options will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively.