Filing Details
- Accession Number:
- 0001209191-14-008584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 10:37:05
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 10:37:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249668 | D Marc Scherr | 2000 Ultimate Way Weston FL 33326 | Vice-Chairman & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-02-06 | 25,000 | $13.05 | 260,344 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-06 | 8,231 | $155.64 | 252,113 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-06 | 14,469 | $156.44 | 237,644 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-06 | 2,300 | $157.10 | 235,344 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-02-06 | 25,000 | $13.05 | 25,000 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-10-20 | 2014-10-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 35,000 | Indirect | GRAT |
Footnotes
- These shares previously reported as directly beneficially owned were transferred to a Grantor Retained Annuity Trust dated December 18, 2013.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 5, 2013.
- The sales price represents the weighted average sales price ranging in price from $154.92 to $155.92. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $155.93 to $156.92. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $156.96 to $157.226. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on October 20, 2004, 2005, 2006 and 2007.
Billionaire Hedge Funds
