Filing Details
- Accession Number:
- 0001125920-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-07 18:02:31
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-07
- Accepted Time:
- 2014-02-07 18:02:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125920 | Shutterfly Inc | SFLY | Services-Photofinishing Laboratories (7384) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486008 | Dan Mccormick | 2800 Bridge Parkway Redwood City CA 94065 | Svp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-06 | 1 | $10.39 | 52,501 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-06 | 2,918 | $26.70 | 55,419 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-06 | 2,284 | $45.20 | 53,135 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-06 | 635 | $46.07 | 52,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-06 | 1 | $0.00 | 1 | $10.39 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-06 | 2,918 | $0.00 | 2,918 | $26.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-08 | No | 4 | M | Direct | |
| 0 | 2017-11-14 | No | 4 | M | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2012.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $44.71 to $45.49. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $46.01 to $46.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The shares subject to the option fully vested as of May 9, 2010.
- The stock option vested as to 25% of the shares subject to the grant on November 15, 2008, and vested or shall vest as to an additional 1/48th of the total number of shares subject to the grant at the end of each full month until November 15, 2011.
Billionaire Hedge Funds
