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Filing Details

Accession Number:: 0001181431-14-005841
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-02-07 17:45:06
Reporting Period:: 2014-01-27

Filing Date:: 2014-02-07
Accepted Time:: 2014-02-07 17:45:06
Original Submission Date:: 2014-01-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1536870	Michel Daher	Ferzol Main Road, Po Box 241 Bekaa Valley M8 1107	No	No	Yes	No
1537950	Abdallah Daher	Po Box 241 Ferzol Main Road Ferzol M8 M8	No	No	Yes	No
1562059	Ltd Assets Global Master	Walkers Corporate Services (Bvi) Limited Walkers Chambers 171 Main Street Road Town Tortola D8 D8 VG91110	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-01-27	8,531	$8.79	4,500,000	No	4	S	Direct
Common Stock	Disposition	2014-01-27	29,139	$9.10	4,470,861	No	4	S	Direct
Common Stock	Disposition	2014-01-28	250,000	$8.75	4,220,861	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

In the Form 4 filed by Master Global Assets Limited ("MGAL"), Michel Daher and Abdallah Daher (collectively, the "Reporting Persons") on January 30, 2014, the Reporting Persons inadvertently reported the number of shares of GAIN Capital Holdings, Inc.'s Common Stock sold to include only the 250,000 shares of Common Stock sold by MGAL on January 28, 2014. MGAL also sold shares of Common Stock on January 27, 2014, and the purpose of this amendment to Form 4 is to correct such aggregate number of shares sold and report separately each transaction which occurred on such date.
The shares reported on this amendment to Form 4 are owned directly by MGAL. This Form 4 is being filed jointly by the Reporting Persons. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
The price reported is a weighted average price. The highest sale price was $9.19, and the lowest sale price was $8.59. The Reporting Persons undertake to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.