Filing Details
- Accession Number:
- 0001140361-14-005391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-07 17:19:33
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-02-07
- Accepted Time:
- 2014-02-07 17:19:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820901 | Arete Industries Inc | ARET | Crude Petroleum & Natural Gas (1311) | 841063149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345184 | Burlingame Equity Investors Ii, L P | One Montgomery Street 33Rd Floor San Francisco CA 94104 | No | No | Yes | No | |
1353743 | Burlingame Asset Management, Llc | One Montgomery Street 33Rd Floor San Francisco CA 94104 | No | No | Yes | No | |
1361969 | Blair Sanford | One Montgomery Street 33Rd Floor San Francisco CA 94104 | No | No | Yes | No | |
1583551 | Burlingame Equity Investors Master Fund, Lp | C/O Appleby Corporate Svcs (Cayman) Ltd Clifton House, 75 Fort St, Po Box 1350Gt Grand Cayman E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-31 | 1,341,873 | $0.19 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-31 | 118,127 | $0.19 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares of common stock owned directly by Burlingame Equity Investors Master Fund, LP ("Master Fund"), a Cayman Islands limited partnership.
- Represents shares of common stock owned directly by Burlingame Equity Investors II, LP ("Domestic Fund II"), a Delaware limited partnership.
- Burlingame Asset Management, LLC ("BAM"), a Delaware limited liability company, is the general partner of each of the Master Fund and Domestic Fund II. BAM, in its capacity as general partner of the Master Fund and the Domestic Fund II (collectively, the "Funds"), may be deemed to indirectly own the shares of common stock owned by the Funds. Blair E. Sanford, as the controlling person of BAM, may be deemed to indirectly own the shares of common stock owned by BAM. Each of BAM, Master Fund, Domestic Fund II and Mr. Sanford herein states that the filing of this Form 4 and the statements made herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Form, and disclaim beneficial ownership over the securities reported herein, except to the extent of their pecuniary interest therein.