Home > Insider Trading > Filing (0001311241-14-000019)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311241	Intermolecular Inc	IMI	Semiconductors & Related Devices (3674)	201616267

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528626	E David Lazovsky	Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Disposition	2014-02-06	4,552	$4.02	2,745,638	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	45,882	Indirect	By Children's Trust
Common Stock, $0.001 Par Value	35,487	Indirect	By Wife
Common Stock, $0.001 Par Value	189,513	Indirect	By GRAT
Common Stock, $0.001 Par Value	189,513	Indirect	By Wife's GRAT

Footnotes

This sale was conducted as described in Footnote 2. The shares were sold by the executing broker as part of aggregate sales for other employees of the issuer. The Reporting Person was informed by the broker of the total number of shares sold for his account on February 6, 2014. Accordingly, pursuant to Rule 16a-3(g)(2),the deemed execution date was February 6, 2014.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the February 4, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 4, 2013. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
The transaction was executed in multiple trades at a price of $4.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
These shares are held by The David E. Lazovsky 2010 Annuity Trust.
These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.