Filing Details

Accession Number:
0001209191-14-008251
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-07 11:57:32
Reporting Period:
2014-02-05
Filing Date:
2014-02-07
Accepted Time:
2014-02-07 11:57:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1429560 Trevena Inc TRVN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198321 Farah Champsi C/O Alta Partners,
One Embarcadero Center, 37Th Floor
San Francisco CA 94111
Yes No Yes No
1198325 Daniel Janney C/O Alta Partners,
One Embarcadero Center, 37Th Floor
San Francisco CA 94111
No No Yes No
1198330 P Guy Nohra C/O Alta Partners,
One Embarcadero Center, 37Th Floor
San Francisco CA 94111
No No Yes No
1399763 Alta Partners Viii, L.p. C/O Alta Partners,
One Embarcadero Center, 37Th Floor
San Francisco CA 94111
No No Yes No
1399894 Alta Partners Management Viii, Llc C/O Alta Partners,
One Embarcadero Center, 37Th Floor
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 967,741 $0.00 967,741 No 4 C Indirect Direct and Indirect - See Footnote
Common Stock Acquisiton 2014-02-05 1,354,838 $0.00 2,322,579 No 4 C Indirect Direct and Indirect - See Footnote
Common Stock Acquisiton 2014-02-05 314,516 $0.00 2,637,095 No 4 C Indirect Direct and Indirect - See Footnote
Common Stock Acquisiton 2014-02-05 780,757 $0.00 3,417,852 No 4 C Indirect Direct and Indirect - See Footnote
Common Stock Acquisiton 2014-02-05 472,410 $7.00 3,890,262 No 4 P Indirect Direct and Indirect - See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Direct and Indirect - See Footnote
No 4 C Indirect Direct and Indirect - See Footnote
No 4 C Indirect Direct and Indirect - See Footnote
No 4 C Indirect Direct and Indirect - See Footnote
No 4 P Indirect Direct and Indirect - See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-02-05 6,000,000 $0.00 967,741 $0.00
Common Stock Series B Preferred Stock Disposition 2014-02-05 8,400,000 $0.00 1,354,838 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2014-02-05 1,950,000 $0.00 314,516 $0.00
Common Stock Series C Preferred Stock Disposition 2014-02-05 4,840,686 $0.00 780,757 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of convertible preferred stock was convertible at any time, at the holder's election, into the issuer's common stock on a 6.2 to 1 basis. Effective immediately prior to the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted on a 6.2 to 1 basis into shares of common stock of the issuer. The convertible preferred stock had no expiration date.
  2. The securities are held of record by Alta Partners VIII, L.P. ("APVIII"). Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares onwed by APVIII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein. Ms. Champsi is also a director of the issuer.
  3. Includes two shares of common stock issued to the reporting persons in connection with the aggregation of fractional shares.
  4. These shares were purchased by APVIII.