Filing Details
- Accession Number:
- 0001209191-14-008251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-07 11:57:32
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-02-07
- Accepted Time:
- 2014-02-07 11:57:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429560 | Trevena Inc | TRVN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198321 | Farah Champsi | C/O Alta Partners, One Embarcadero Center, 37Th Floor San Francisco CA 94111 | Yes | No | Yes | No | |
1198325 | Daniel Janney | C/O Alta Partners, One Embarcadero Center, 37Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1198330 | P Guy Nohra | C/O Alta Partners, One Embarcadero Center, 37Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1399763 | Alta Partners Viii, L.p. | C/O Alta Partners, One Embarcadero Center, 37Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1399894 | Alta Partners Management Viii, Llc | C/O Alta Partners, One Embarcadero Center, 37Th Floor San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-05 | 967,741 | $0.00 | 967,741 | No | 4 | C | Indirect | Direct and Indirect - See Footnote |
Common Stock | Acquisiton | 2014-02-05 | 1,354,838 | $0.00 | 2,322,579 | No | 4 | C | Indirect | Direct and Indirect - See Footnote |
Common Stock | Acquisiton | 2014-02-05 | 314,516 | $0.00 | 2,637,095 | No | 4 | C | Indirect | Direct and Indirect - See Footnote |
Common Stock | Acquisiton | 2014-02-05 | 780,757 | $0.00 | 3,417,852 | No | 4 | C | Indirect | Direct and Indirect - See Footnote |
Common Stock | Acquisiton | 2014-02-05 | 472,410 | $7.00 | 3,890,262 | No | 4 | P | Indirect | Direct and Indirect - See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Direct and Indirect - See Footnote |
No | 4 | C | Indirect | Direct and Indirect - See Footnote |
No | 4 | C | Indirect | Direct and Indirect - See Footnote |
No | 4 | C | Indirect | Direct and Indirect - See Footnote |
No | 4 | P | Indirect | Direct and Indirect - See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-02-05 | 6,000,000 | $0.00 | 967,741 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-02-05 | 8,400,000 | $0.00 | 1,354,838 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2014-02-05 | 1,950,000 | $0.00 | 314,516 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-02-05 | 4,840,686 | $0.00 | 780,757 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of convertible preferred stock was convertible at any time, at the holder's election, into the issuer's common stock on a 6.2 to 1 basis. Effective immediately prior to the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted on a 6.2 to 1 basis into shares of common stock of the issuer. The convertible preferred stock had no expiration date.
- The securities are held of record by Alta Partners VIII, L.P. ("APVIII"). Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares onwed by APVIII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein. Ms. Champsi is also a director of the issuer.
- Includes two shares of common stock issued to the reporting persons in connection with the aggregation of fractional shares.
- These shares were purchased by APVIII.