Filing Details

Accession Number:
0001140361-14-005179
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-07 09:19:54
Reporting Period:
2014-02-06
Filing Date:
2014-02-07
Accepted Time:
2014-02-07 09:19:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811808 Summit Financial Group Inc SMMF State Commercial Banks (6022) 550672148
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186825 L Gary Hinkle Po Box 65
Circleville WV 26804
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 2,000 $10.00 240,327 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,945 Indirect By Hinkle Trucking
Common Stock 500 Indirect As Cust for Grandchild
Common Stock 4,800 Indirect by Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 7,510 7,510 Direct
Common Stock 8% Non-Cumulative Convertible Preferred Stock Series 2009 $5.50 2009-03-01 2019-06-01 18,182 100 Direct
Common Stock 8% Non-Cumulative Convertible Preferred Stock Series 2011 $4.00 2012-03-01 2021-06-01 25,000 200 Direct
Common Stock 8% Non-Cumulative Convertible Preferred Stock Series 2011 $4.00 2012-03-01 2021-06-01 12,500 100 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
7,510 7,510 Direct
2019-06-01 18,182 100 Direct
2021-06-01 25,000 200 Direct
2021-06-01 12,500 100 Indirect
Footnotes
  1. The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
  2. Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
  3. Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.