Filing Details

Accession Number:
0001437749-14-001663
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-06 17:25:25
Reporting Period:
2014-02-04
Filing Date:
2014-02-06
Accepted Time:
2014-02-06 17:25:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1484478 Furiex Pharmaceuticals Inc. FURX Pharmaceutical Preparations (2834) 271197863
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492647 Sherie June Almenoff C/O Furiex Pharmaceuticals, Inc.,
3900 Paramount Parkway, Suite 150
Morrisville NC 27560
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-04 27,000 $9.11 51,600 No 4 M Direct
Common Stock Acquisiton 2014-02-04 21,718 $9.11 73,318 No 4 M Direct
Common Stock Acquisiton 2014-02-04 19,000 $15.00 92,318 No 4 M Direct
Common Stock Acquisiton 2014-02-04 43,939 $13.16 136,257 No 4 M Direct
Common Stock Acquisiton 2014-02-04 3,456 $17.80 139,713 No 4 M Direct
Common Stock Disposition 2014-02-04 93,395 $114.60 46,318 No 4 S Direct
Common Stock Disposition 2014-02-04 21,718 $118.25 24,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (to buy) Disposition 2014-02-04 27,000 $0.00 27,000 $9.11
Common Stock Stock Options (to buy) Disposition 2014-02-04 21,718 $0.00 21,718 $9.11
Common Stock Stock Options (to buy) Disposition 2014-02-04 19,000 $0.00 19,000 $15.00
Common Stock Stock Options (to buy) Disposition 2014-02-04 43,939 $0.00 43,939 $13.16
Common Stock Stock Options (to buy) Disposition 2014-02-04 3,456 $0.00 3,456 $17.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
104,718 2020-06-17 No 4 M Direct
83,000 2020-06-17 No 4 M Direct
27,000 2021-05-09 No 4 M Direct
21,970 2021-10-03 No 4 M Direct
6,912 2022-02-24 No 4 M Direct
Footnotes
  1. The exercise and sale were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person dated September 6, 2013.
  2. The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person dated December 5, 2013.
  3. The options were awarded on 6/17/2010 and vested over three years, with one-third vesting on each of the first, second and third anniversaries of the date of grant, provided the Optionee's employment continues.
  4. The options were awarded on 5/9/2011. One-third of the options vested on the date of grant and the remaining two-thirds vested in two equal annual installments on the first and second anniversaries of the date of grant, provided the Optionee's employment continues.
  5. The options were awarded on 10/3/2011 and vest over three years, with one-third vesting on each of the first, second and third anniversaries of the date of grant, provided the Optionee's employment continues.
  6. The options were awarded on 2/24/2012 and vest over three years, with one-third vesting on each of the first, second and third anniversaries of the date of grant, provided the Optionee's employment continues.