Filing Details
- Accession Number:
- 0001209191-14-007972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-06 15:44:42
- Reporting Period:
- 2014-02-04
- Filing Date:
- 2014-02-06
- Accepted Time:
- 2014-02-06 15:44:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305253 | Celladon Corp | CLDN | Biological Products, (No Disgnostic Substances) (2836) | 330971591 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591045 | Johan Kordel | 12760 High Bluff Drive, Ste 240 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-04 | 1,544,397 | $0.00 | 1,544,397 | No | 4 | C | Indirect | Lundbeckfond Invest A/S |
Common Stock | Acquisiton | 2014-02-04 | 18,605 | $8.00 | 1,563,002 | No | 4 | C | Indirect | Lundbeckfond Invest A/S |
Common Stock | Acquisiton | 2014-02-04 | 182,681 | $8.00 | 1,745,683 | No | 4 | P | Indirect | Lundbeckfond Invest A/S |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Lundbeckfond Invest A/S |
No | 4 | C | Indirect | Lundbeckfond Invest A/S |
No | 4 | P | Indirect | Lundbeckfond Invest A/S |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2014-02-04 | 19,289,531 | $0.00 | 1,544,397 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2014-02-04 | 18,605 | $8.00 | 18,605 | $8.00 |
Series A-1 Preferred Stock | Series A-1 Preferred Warrants | Disposition | 2014-02-04 | 358,049 | $0.00 | 358,049 | $0.45 |
Common Stock | Common Warrants | Acquisiton | 2014-02-04 | 28,666 | $0.00 | 28,666 | $5.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2013-10-15 | 2018-10-15 | No | 4 | C | Indirect |
28,666 | 2013-10-15 | 2018-10-15 | No | 4 | C | Indirect |
Footnotes
- Every 12.49 shares of Series A-1 Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
- Shares held by Lundbeckfond Invest A/S. The Reporting Person shares voting and investment power with respect to the shares held by Lundbeckfond Invest A/S and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest.
- The shares were purchased at the Issuer's initial public offering.
- Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering.