Filing Details

Accession Number:
0001070059-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-06 15:43:52
Reporting Period:
2014-02-04
Filing Date:
2014-02-06
Accepted Time:
2014-02-06 15:43:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070059 J Michael Farrell One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-04 10,000 $13.78 10,000 No 4 P Indirect Farrell Family Partnership, Second
Common Stock Acquisiton 2014-02-05 10,000 $13.92 20,000 No 4 P Indirect Farrell Family Partnership, Second
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Farrell Family Partnership, Second
No 4 P Indirect Farrell Family Partnership, Second
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,500 Indirect By Farrell Family Limited Partnership
Common Stock 10,000 Indirect By Farrell Investment Company, LLC
Common Stock 2,500 Direct
Footnotes
  1. The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.63 to $13.88, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Mr. Farrell is the President and Manager of Farrell Investment Company, LLC, which is the General Partner of this entity.
  3. The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.825 to $14.00, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. Mr. Farrell is the General Partner of this entity.
  5. Mr. Farrell is the President and Manager of this entity