Filing Details
- Accession Number:
- 0001209191-14-007971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-06 15:43:30
- Reporting Period:
- 2014-02-04
- Filing Date:
- 2014-02-06
- Accepted Time:
- 2014-02-06 15:43:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305253 | Celladon Corp | CLDN | Biological Products, (No Disgnostic Substances) (2836) | 330971591 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591249 | Joshua Funder | 12760 High Bluff Drive, Ste 240 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-04 | 943,798 | $0.00 | 943,798 | No | 4 | C | Indirect | GBS Bioventures IV |
Common Stock | Acquisiton | 2014-02-04 | 23,145 | $8.00 | 966,943 | No | 4 | C | Indirect | GBS Bioventures IV |
Common Stock | Acquisiton | 2014-02-04 | 227,261 | $8.00 | 1,194,204 | No | 4 | P | Indirect | GBS Bioventures IV |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | GBS Bioventures IV |
No | 4 | C | Indirect | GBS Bioventures IV |
No | 4 | P | Indirect | GBS Bioventures IV |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2014-02-04 | 11,788,047 | $0.00 | 943,798 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2014-02-04 | 23,145 | $8.00 | 23,145 | $8.00 |
Series A-1 Preferred Stock | Series A-1 Preferred Warrants | Disposition | 2014-02-04 | 672,060 | $0.00 | 672,060 | $0.45 |
Common Stock | Common Warrants | Acquisiton | 2014-02-04 | 53,807 | $0.00 | 53,807 | $5.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2013-10-15 | 2018-10-15 | No | 4 | C | Indirect |
53,807 | 2013-10-15 | 2018-10-15 | No | 4 | C | Indirect |
Footnotes
- Every 12.49 shares of Series A-1 Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
- Shares held by GBS Bioventures IV. The Reporting Person shares voting and investment power with respect to the shares held by GBS Bioventures IV and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest.
- The shares were purchased at the Issuer's initial public offering.
- Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering.