Filing Details
- Accession Number:
- 0001127602-14-004682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-06 10:23:07
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-02-06
- Accepted Time:
- 2014-02-06 10:23:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238486 | David Jonathan Blum | 1441 Gardiner Lane Louisville KY 40213 | Svp And Chief Public Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-05 | 6,835 | $29.29 | 28,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-05 | 4,131 | $70.92 | 24,835 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-02-05 | 2,704 | $70.90 | 22,131 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-05 | 2,665 | $32.98 | 24,796 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-05 | 1,705 | $70.92 | 23,091 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-02-05 | 960 | $70.90 | 22,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-02-05 | 6,835 | $0.00 | 6,835 | $29.29 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-02-05 | 2,665 | $0.00 | 2,665 | $32.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-05 | 2019-02-05 | No | 4 | M | Direct |
| 83,394 | 2011-02-05 | 2020-02-05 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- Vesting occurs 25% per year beginning 02/05/2011.
Billionaire Hedge Funds
