Filing Details
- Accession Number:
- 0000899866-14-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 19:58:09
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 19:58:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231954 | P Stephen Squinto | C/O Alexion Pharmaceuticals Inc 352 Knotter Drive Cheshire CT 06410 | Evp, Chief Global Ops. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-03 | 852 | $157.14 | 102,216 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-04 | 3,200 | $153.63 | 99,016 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-04 | 3,300 | $157.10 | 95,716 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-04 | 7,876 | $22.90 | 103,592 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-04 | 6,250 | $42.66 | 109,842 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-04 | 10,813 | $78.88 | 120,655 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-04 | 3,800 | $93.83 | 124,455 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-02-04 | 29,637 | $155.00 | 94,818 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-02-04 | 7,876 | $0.00 | 7,876 | $22.90 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-02-04 | 6,250 | $0.00 | 6,250 | $42.66 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-02-04 | 10,813 | $0.00 | 10,813 | $78.88 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-02-04 | 3,800 | $0.00 | 3,800 | $93.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-28 | 2030-01-28 | No | 4 | M | Direct |
| 0 | 2011-05-02 | 2021-02-02 | No | 4 | M | Direct |
| 0 | 2012-05-03 | 2022-02-03 | No | 4 | M | Direct |
| 0 | 2013-05-06 | 2023-02-06 | No | 4 | M | Direct |
Footnotes
- This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.
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