Filing Details

Accession Number:
0001181431-14-005324
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 18:54:50
Reporting Period:
2014-02-03
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 18:54:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441693 Marrone Bio Innovations Inc MBII Agricultural Chemicals (2870) 205137161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582881 J Donald Glidewell C/O Marrone Bio Innovations, Inc.
2121 Second Street, Ste. A-107
Davis CA 95618
Cfo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-03 1,992 $1.19 1,992 No 4 M Direct
Common Stock Disposition 2014-02-03 1,992 $15.40 0 No 4 S Direct
Common Stock Acquisiton 2014-02-03 266 $1.41 266 No 4 M Direct
Common Stock Disposition 2014-02-03 266 $15.40 0 No 4 S Direct
Common Stock Acquisiton 2014-02-03 5,852 $3.11 5,852 No 4 M Direct
Common Stock Disposition 2014-02-03 5,852 $15.40 0 No 4 S Direct
Common Stock Acquisiton 2014-02-03 21,910 $6.28 21,910 No 4 M Direct
Common Stock Disposition 2014-02-03 21,910 $15.40 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 1,992 $0.00 1,992 $1.19
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 266 $0.00 266 $1.41
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 5,852 $0.00 5,852 $3.11
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 21,910 $0.00 21,910 $6.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,858 2021-04-27 No 4 M Direct
8,762 2021-12-15 No 4 M Direct
0 2022-02-20 No 4 M Direct
9,953 2022-05-11 No 4 M Direct
Footnotes
  1. The option vests with respect to 1/4th of the total shares subject to the option on the first anniversary of the vesting commencement date of May 1, 2011, and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months.
  2. The options vest with respect to 1/60th of the total shares subject to the option one month after the vesting commencement date of November 1, 2011, and with respect to 1/60th of the total shares subject to the option monthly thereafter for 36 months.
  3. The options vested with respect to 100% of the total shares subject to the option on the vesting commencement date of February 20, 2012.
  4. The option vests with respect to 1/4th of the total shares subject to the option on May 1, 2013, and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months.
  5. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on December 13, 2013.
  6. The transaction was executed in multiple trades and the price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or the Security Holder of the Issuer, full information regarding the number of shares and prices at which each trade was effected.