Filing Details
- Accession Number:
- 0001209191-14-007656
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 17:45:26
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 17:45:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931015 | Polaris Industries Inc | PII | Miscellaneous Transportation Equipment (3790) | 411790959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441838 | J. Matthew Homan | 2100 Highway 55 Medina MN 55340 | Vp-Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-03 | 17,000 | $22.33 | 41,866 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-03 | 11,500 | $65.57 | 53,366 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-03 | 28,500 | $122.86 | 24,866 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-02-03 | 17,000 | $0.00 | 17,000 | $22.33 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-02-03 | 11,500 | $0.00 | 11,500 | $65.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-01 | 2020-02-01 | No | 4 | M | Direct |
11,500 | 2014-02-01 | 2022-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,417 | Indirect | By ESOP |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2013.
- Reflects the weighted average price of 28,500 shares of Common Stock sold by the reporting person in multiple transactions on February 3, 2014 with sale prices ranging from $121.925 to $124.06 per share inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Estimate of the number of shares held in the reporting person's ESOP fund as of February 3, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.