Filing Details

Accession Number:
0001209191-14-007655
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 17:45:23
Reporting Period:
2014-02-03
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 17:45:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581624 N. Amin Maredia 11811 N.tatum Blvd
Suite 2400
Phoenix AZ 85028
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-02-03 19,792 $1.09 229,792 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-02-03 19,792 $35.30 210,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-02-03 20,634 $3.33 230,634 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-02-03 20,634 $35.30 210,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-02-04 30,624 $1.09 240,624 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-02-04 30,624 $35.00 210,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-02-04 31,927 $3.33 241,927 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-02-04 31,927 $35.00 210,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-02-03 19,792 $0.00 19,792 $1.09
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-02-03 20,634 $0.00 20,634 $3.33
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-02-04 30,624 $0.00 30,624 $1.09
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-02-04 31,927 $0.00 31,927 $3.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
131,458 2018-09-25 No 4 M Direct
167,283 2018-09-25 No 4 M Direct
100,834 2018-09-25 No 4 M Direct
135,356 2018-09-25 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.9350 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to these transactions, 25,209 are presently exercisable and 75,625 become exercisable in equal installments at the end of each calendar quarter through September 30, 2014.
  4. All such options are presently exercisable.