Filing Details
- Accession Number:
- 0001477200-14-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 17:42:49
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 17:42:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477200 | Rocket Fuel Inc. | FUEL | Services-Computer Programming, Data Processing, Etc. (7370) | 300472319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586298 | Abhinav Gupta | 350 Marine Parkway Marina Park Center Redwood City CA 94065 | Co-Founder, Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-05 | 90,000 | $6.58 | 261,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-05 | 186,855 | $58.26 | 74,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-05 | 90,000 | $0.00 | 90,000 | $6.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
360,000 | 2022-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 600,000 | Indirect | See Footnote |
Footnotes
- These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on February 5, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- Shares issued in the name of Abhinav Gupta, as trustee of the Gupta Family GRAT 2 June 2013 dated June 27, 2013
- Shares subject to an option that vests in equal monthly installments over four years beginning on March 25, 2012.