Filing Details

Accession Number:
0001477200-14-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 17:42:49
Reporting Period:
2014-02-05
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 17:42:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477200 Rocket Fuel Inc. FUEL Services-Computer Programming, Data Processing, Etc. (7370) 300472319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586298 Abhinav Gupta 350 Marine Parkway
Marina Park Center
Redwood City CA 94065
Co-Founder, Vp, Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 90,000 $6.58 261,667 No 4 M Direct
Common Stock Disposition 2014-02-05 186,855 $58.26 74,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-02-05 90,000 $0.00 90,000 $6.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
360,000 2022-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 600,000 Indirect See Footnote
Footnotes
  1. These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on February 5, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
  2. Shares issued in the name of Abhinav Gupta, as trustee of the Gupta Family GRAT 2 June 2013 dated June 27, 2013
  3. Shares subject to an option that vests in equal monthly installments over four years beginning on March 25, 2012.