Filing Details

Accession Number:
0001477200-14-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 17:37:02
Reporting Period:
2014-02-05
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 17:37:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477200 Rocket Fuel Inc. FUEL Services-Computer Programming, Data Processing, Etc. (7370) 300472319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135065 Monte Zweben 350 Marine Parkway
Marina Park Center
Redwood City CA 94065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 12,996 $0.16 14,868 No 4 M Direct
Common Stock Disposition 2014-02-05 12,996 $58.26 1,872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-02-05 12,996 $0.00 12,996 $0.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,870 2020-03-04 No 4 M Direct
Footnotes
  1. These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on February 5, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
  2. Each share is represented by a Restricted Stock Unit ("RSU"). One-hundred percent (100%) of the shares subject to the RSU vest on the day prior to the first annual meeting of stockholders following the effective date of the Company's initial public offering, provided that the reporting person has remained in continuous service as a Board member through that date.
  3. Of the total grant of 213,866 shares, twenty-five percent of the shares subject to the option vested on March 4, 2011 and 1/48 of the total shares subject to the option vest each month thereafter, subject to reporting person remaining a service provider on each such date.