Home > Insider Trading > Filing (0001477200-14-000009)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477200	Rocket Fuel Inc.	FUEL	Services-Computer Programming, Data Processing, Etc. (7370)	300472319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1586322	A. Richard Frankel	350 Marine Parkway Marina Park Center Redwood City CA 94065	Co-Founder And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-05	28,656	$6.58	1,985,323	No	4	M	Direct
Common Stock	Disposition	2014-02-05	224,323	$58.26	1,761,000	No	4	S	Direct
Common Stock	Disposition	2014-02-05	15,000	$58.26	135,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-05	15,000	$58.26	135,000	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-02-05	28,656	$0.00	28,656	$6.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
626,344		2022-12-04	No	4	M	Direct

Footnotes

These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on February 5, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
Shares held in the name of Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013. Ms. Conway is the wife of Mr. Frankel.
Shares held by The Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013, for which the reporting person is a trustee.
Shares subject to an option that vests in equal monthly installments over four years beginning on March 25, 2012.