Filing Details
- Accession Number:
- 0001477200-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 17:16:45
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 17:16:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477200 | Rocket Fuel Inc. | FUEL | Services-Computer Programming, Data Processing, Etc. (7370) | 300472319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586319 | Peter J. Bardwick | 350 Marine Parkway Marina Park Center Redwood City CA 94065 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-05 | 17,500 | $1.07 | 17,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-05 | 17,500 | $58.26 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-05 | 17,500 | $0.00 | 17,500 | $1.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 282,500 | 2021-09-19 | No | 4 | M | Direct |
Footnotes
- These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on February 5, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- One-fourth of the shares subject to the option vested on September 12, 2012 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
