Filing Details
- Accession Number:
- 0001140361-14-004819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 17:12:59
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 17:12:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921547 | Heritage Oaks Bancorp | HOEP | State Commercial Banks (6022) | 770388249 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1084960 | Simone Lagomarsino | 1222 Vine Street Paso Robles CA 93446 | President / Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-01 | 21,241 | $7.65 | 95,139 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-01 | 21,241 | $7.65 | 116,380 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Stock Option | Acquisiton | 2014-02-01 | 81,921 | $0.00 | 81,921 | $7.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
81,921 | 2014-02-01 | 2024-02-03 | No | 4 | A | Direct |
Footnotes
- Simone Lagomarsino was granted the referenced restricted stock from the Company's Equity Compenstion Plan. The shares vest over a three year vesting schedule beginning at year 0, vesting 33.33% over years 2014 (0), 2015 (1), 2016 (2).
- Simone Lagomarsino was granted the referenced restricted stock from the Company's Equity Compenstion Plan. The performance stock unit will vest over a three year period, vesting 33.33% over years 2015, 2016, 2017, which is contingent upon her achieving her performance based goals.
- Simone Lagomarsino was granted the referenced common stock options from the Company's Equity Compenstion Plan. The shares will vest over a three year period, vesting 33.33% over years 2014, 2015, 2016.