Filing Details
- Accession Number:
- 0001140361-14-004785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:44:22
- Reporting Period:
- 2014-02-04
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:44:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1485964 | Peoples Federal Bancshares Inc. | PEOP | Savings Institutions, Not Federally Chartered (6036) | 272814821 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495891 | J Thomas Leetch | 435 Market Street Brighton MA 02135 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-04 | 562 | $17.78 | 39,323 | No | 4 | P | Indirect | By 401(k) |
| Common Stock | Acquisiton | 2014-02-04 | 5,000 | $17.85 | 75,750 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 401(k) |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,524 | Indirect | By ESOP |
| Common Stock | 1,244 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $18.49 | 2014-08-20 | 2023-08-20 | 14,000 | 14,000 | Direct |
| Common Stock | Stock Options | $15.47 | 2013-02-21 | 2022-02-21 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-08-20 | 14,000 | 14,000 | Direct |
| 2022-02-21 | 100,000 | 100,000 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 21, 2013.
- Stock options vest at a rate of 20% per year commencing on February 21, 2013.
- Includes shares of restricted stock which vest at a rate of 50% per year commencing on August 20, 2014.
- Stock options vest at a rate of 50% per year commencing on August 20, 2014.
Billionaire Hedge Funds
