Filing Details
- Accession Number:
- 0001480248-14-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:18:09
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:18:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201091 | Il Ho Kim | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-03 | 25,000 | $4.81 | 188,203 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 15,000 | $10.32 | 173,203 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 20,000 | $10.31 | 153,203 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 25,000 | $10.30 | 128,203 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 18,750 | $10.00 | 109,453 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2014-02-03 | 25,000 | $0.00 | 25,000 | $4.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,664 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 16, 2013.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of total each month subsequent to September 2010.
Billionaire Hedge Funds
