Filing Details
- Accession Number:
- 0001480248-14-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:16:40
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:16:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198663 | J Richard Gaynor | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-03 | 50,000 | $5.56 | 202,657 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-03 | 25,000 | $5.56 | 227,657 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 20,000 | $10.31 | 207,657 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 20,000 | $10.31 | 187,657 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 20,000 | $10.34 | 167,657 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 37,500 | $10.25 | 130,157 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-03 | 18,750 | $10.00 | 111,407 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-04 | 8,000 | $9.64 | 103,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2014-02-03 | 75,000 | $0.00 | 75,000 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 76,791 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 13, 2013.
- Of these options, one fourth vested on March 1, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to March 2011.
Billionaire Hedge Funds
