Filing Details
- Accession Number:
- 0001209191-14-007536
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:08:38
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:08:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928953 | Paragon Real Estate Equity & Investment Trust | PRLE | Real Estate Investment Trusts (6798) | 396594066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1056572 | T Paul Lambert | 10011 Valley Forge Dr. Houston TX 77042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-05-22 | 6,913 | $0.65 | 39,695 | No | 4 | P | Indirect | Lambert Equities II, LLC |
Common Shares | Acquisiton | 2013-05-31 | 3,000 | $0.75 | 42,695 | No | 4 | P | Indirect | Lambert Equities II, LLC |
Common Shares | Acquisiton | 2013-06-27 | 87 | $0.56 | 42,782 | No | 4 | P | Indirect | Lambert Equities II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Lambert Equities II, LLC |
No | 4 | P | Indirect | Lambert Equities II, LLC |
No | 4 | P | Indirect | Lambert Equities II, LLC |
Footnotes
- Common Share ownership includes the effect of the 1 for 75 reverse share split effective July 27, 2006.Ownership also includes 5,930 Common Shares held by Lambert Equities II, LLC of which Mr. Lambert is the controlling majority member and sole manager.The purchase of 10,000 Common Shares was for a single open order that occurred over three transactions. The late filing of the Form 4 was inadvertentand unintentional, as the purchase of shares was discovered during the review of the annual Form 10-K for 2013, which was filed with the SEC on February 4, 2014.