Filing Details
- Accession Number:
- 0001209191-14-007534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:07:52
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:07:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254354 | M Thomas Rohrs | 1625 Sharp Point Drive Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-03 | 16,000 | $26.95 | 31,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-04 | 2,000 | $28.00 | 29,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sale in accordance with 10b5-1 trading plan.
- Mr. Rohrs has been granted a total of 63,000 RSUs in eight grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013 These RSUs(F-H)vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 29,000 remaining vested RSUs.
Billionaire Hedge Funds
