Filing Details
- Accession Number:
- 0001197637-14-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:02:57
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:02:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197637 | J Daniel Warmenhoven | 495 East Java Drive Sunnyvale CA 94089 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-03 | 10,000 | $23.79 | 75,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-03 | 10,000 | $42.40 | 65,059 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-03 | 23,333 | $30.74 | 88,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-03 | 23,333 | $43.29 | 65,059 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-03 | 18,425 | $19.22 | 83,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-03 | 18,425 | $43.30 | 65,059 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-03 | 18,425 | $0.00 | 18,425 | $19.22 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-03 | 10,000 | $0.00 | 10,000 | $23.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-03 | 23,333 | $0.00 | 23,333 | $30.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,698 | 2014-06-16 | No | 4 | M | Direct | |
| 200,000 | 2015-06-01 | No | 4 | M | Direct | |
| 70,004 | 2014-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,091,031 | Indirect | by Trust |
| Common Stock | 38,032 | Indirect | by Trust2 |
Footnotes
- The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
- Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
Billionaire Hedge Funds
